Search Result

421 - 440 of 731 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

PR App 1.1

As Published: 2005

PR App 1.1

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity