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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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APER 2.1A The Statements of Principle

As Published: 2013

APER 2.1A The Statements of Principle

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SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

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FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

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BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

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REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

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Similar To

SUP 3.8 Rights and duties of auditors

DEPP 7.2 Interviews

PR 5.3 Certificate of approval

COLL 9.2 Section 264 recognised schemes

DTR 4.4 Exemptions

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COLL 9.1 Application and general information

PERG 8.6 Communicate

PERG 2.4 Link between activities and the United Kingdom

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FEES 6.7 Payment of levies

PERG 13.1 Introduction

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

REC 2.13 Promotion and maintenance of standards

REC 2.14 Rules and consultation

APER 2.1A The Statements of Principle

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

FEES App 1 Annex 4 Glossary of definitions

BIPRU 12.7 Liquid assets buffer

REC 1.2 Purpose, status and quotations