Search Result

401 - 420 of 1018 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

MCOB 4.10 Home purchase plans

As Published: 2006

MCOB 4.10 Home purchase plans

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

DTR 2.6 Control of inside information

As Published: 2005

DTR 2.6 Control of inside information

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

ICOBS 6.2 Pre-contract information: general insurance contracts

As Published: 2008

ICOBS 6.2 Pre-contract information: general insurance contracts

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

DISP 3.5 Resolution of complaints by the Ombudsman

As Published: 2008

DISP 3.5 Resolution of complaints by the Ombudsman