Search Result

381 - 400 of 830 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

CREDS 7.2 General requirements concerning lending policy

As Published: 2012

CREDS 7.2 General requirements concerning lending policy

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

COBS 12.1 Purpose and application

As Published: 2007

COBS 12.1 Purpose and application

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions