Search Result

381 - 400 of 1046 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

…

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

…

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

…

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

…

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

…

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

…

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

…

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

…

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

…

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

…

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

…

RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

…

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

…

COBS 6.1E Platform service providers

As Published: 2011

COBS 6.1E Platform service providers

…

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

…

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

…

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

…

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

…

APER 1.1A Application

As Published: 2013

APER 1.1A Application

…

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

…