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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

PERG 13.2 General

As Published: 2011

PERG 13.2 General

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

As Published: 2014

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

COBS 11.8 Recording telephone conversations and electronic communications

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications