Search Result

321 - 340 of 881 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

COBS 7.2 Information to be provided by the insurance intermediary

As Published: 2007

COBS 7.2 Information to be provided by the insurance intermediary

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose