Search Result

321 - 340 of 1049 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

TC App 4.1 Appropriate Qualification tables

As Published: 2010

TC App 4.1 Appropriate Qualification tables

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2013

SUP 10A.14 Changes to an FCA-approved person's details

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing