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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 6.1E Platform service providers

As Published: 2011

COBS 6.1E Platform service providers

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CASS 8.3 Records and internal controls

As Published: 2013

CASS 8.3 Records and internal controls

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FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

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REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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COLL 13.1 Introduction

As Published: 2012

COLL 13.1 Introduction

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PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

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ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

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BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

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LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

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PERG 2.11

As Published: 2007

PERG 2.11

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2013

PERG 5.8 The regulated activities: advising on contracts of insurance

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GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

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PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

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REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

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