Search Result

301 - 320 of 1168 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2009

BIPRU 12.2 Adequacy of liquidity resources

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

SUP 10A.9 Significant management functions

As Published: 2013

SUP 10A.9 Significant management functions

COBS 13.4 Contents of a key features illustration

As Published: 2007

COBS 13.4 Contents of a key features illustration

IFPRU 4.3 Guidance on internal ratings based approach: high level material

As Published: 2014

IFPRU 4.3 Guidance on internal ratings based approach: high level material

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles