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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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SUP 2.3 Information gathering by the appropriate regulator on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the appropriate regulator on its own initiative: cooperation by firms

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

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MCOB 13.6 Repossessions

As Published: 2006

MCOB 13.6 Repossessions

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SYSC 20.2 Reverse stress testing requirements

As Published: 2010

SYSC 20.2 Reverse stress testing requirements

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DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

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CASS 9.3 Prime brokerage agreement disclosure annex

As Published: 2010

CASS 9.3 Prime brokerage agreement disclosure annex

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MCOB 7.9 Post-sale disclosure for regulated sale and rent back agreements

As Published: 2010

MCOB 7.9 Post-sale disclosure for regulated sale and rent back agreements

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SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

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SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

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CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

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REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

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PR App 3.1

As Published: 2005

PR App 3.1

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MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

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LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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