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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

SUP 10A.9 Significant management functions

As Published: 2013

SUP 10A.9 Significant management functions

IFPRU 6.1 Market risk requirements

As Published: 2014

IFPRU 6.1 Market risk requirements

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

As Published: 2014

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

PR 3.3 Advertisements

As Published: 2012

PR 3.3 Advertisements

BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

LR App 2.1

As Published: 2005

LR App 2.1

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

IFPRU 4.6 Internal ratings based approach: probability of default

As Published: 2014

IFPRU 4.6 Internal ratings based approach: probability of default

COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling