Search Result

221 - 240 of 1076 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

COND 1.3 General

As Published: 2013

COND 1.3 General

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

BIPRU 13.1 Application and Purpose

As Published: 2006

BIPRU 13.1 Application and Purpose

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

IFPRU 2.1 Application and purpose

As Published: 2014

IFPRU 2.1 Application and purpose

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

BIPRU 9.2 Approach to be used

As Published: 2007

BIPRU 9.2 Approach to be used

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements