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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP App 3.6 Determining the effect of a breach or failing

As Published: 2010

DISP App 3.6 Determining the effect of a breach or failing

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MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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COBS 10.4 Assessing appropriateness: when it need not be done

As Published: 2007

COBS 10.4 Assessing appropriateness: when it need not be done

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COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

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SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

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REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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COBS 19.1 Pension transfers and opt-outs

As Published: 2007

COBS 19.1 Pension transfers and opt-outs

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

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DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

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SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

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PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope

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