Search Result

561 - 580 of 947 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

REC 1.1 Application

As Published: 2005

REC 1.1 Application

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction