Search Result

401 - 420 of 1167 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.9 Financial promotions with an overseas element

As Published: 2007

COBS 4.9 Financial promotions with an overseas element

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk