Search Result

201 - 220 of 946 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

COND 1.1A Application

As Published: 2013

COND 1.1A Application

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

COBS 19.1 Pension transfers and opt-outs

As Published: 2007

COBS 19.1 Pension transfers and opt-outs

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information