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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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PR App 3.1

As Published: 2005

PR App 3.1

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IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

As Published: 2014

IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

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BIPRU 14.4 Free deliveries

As Published: 2007

BIPRU 14.4 Free deliveries

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COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

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PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

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MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

As Published: 2004

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

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TC App 4.1 Appropriate Qualification tables

REC 2.2 Method of satisfying the recognition requirements

REC 2A.3 Guidance on RAP recognition requirements

MIPRU 3.2 Professional indemnity insurance requirements

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BIPRU 3.3 The use of the credit assessments of ratings agencies

CASS 6.1 Application

SYSC 9.1 General rules on record-keeping

SYSC 1.1A Application

BIPRU 9.7 Recognition of credit assessments of ECAIs

FEES 3.1 Introduction

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading