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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

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SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

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MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

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IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

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DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

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SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

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COBS 5.1 The distance marketing disclosure rules

As Published: 2007

COBS 5.1 The distance marketing disclosure rules

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CASS 9.3 Prime brokerage agreement disclosure annex

As Published: 2010

CASS 9.3 Prime brokerage agreement disclosure annex

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REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

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COBS 6.1F Using a platform service for arranging and advising

As Published: 2011

COBS 6.1F Using a platform service for arranging and advising

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

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PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

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REC 3.23 Default

As Published: 2011

REC 3.23 Default

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DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

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PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

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FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

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LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

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