Search Result

541 - 560 of 923 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

COBS 18.4 Stock lending activity

As Published: 2010

COBS 18.4 Stock lending activity

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

DEPP 4.2 Urgent statutory notice cases

As Published: 2011

DEPP 4.2 Urgent statutory notice cases

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification