Search Result

841 - 860 of 1153 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

COBS 13.6 Preparing product information: changes to adviser and consultancy charges

As Published: 2011

COBS 13.6 Preparing product information: changes to adviser and consultancy charges

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

BIPRU 1.4 Actions for damages

As Published: 2007

BIPRU 1.4 Actions for damages

IFPRU 2.1 Application and purpose

As Published: 2014

IFPRU 2.1 Application and purpose

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

PERG 3A.3 The definition of electronic money

As Published: 2011

PERG 3A.3 The definition of electronic money

MCOB 5.2 Purpose

As Published: 2006

MCOB 5.2 Purpose

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

COBS 6.1E Platform service providers

As Published: 2011

COBS 6.1E Platform service providers

SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2006

SYSC 13.4 Requirements to notify the appropriate regulator

SUP 14.4 Notices of proposed changes: form and delivery

As Published: 2001

SUP 14.4 Notices of proposed changes: form and delivery

PERG 3A.1 Introduction

As Published: 2011

PERG 3A.1 Introduction

COBS 15.1 Application

As Published: 2007

COBS 15.1 Application

COBS 6.1F Using a platform service for arranging and advising

As Published: 2011

COBS 6.1F Using a platform service for arranging and advising