Search Result

821 - 840 of 1051 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

APER 2.1A The Statements of Principle

As Published: 2013

APER 2.1A The Statements of Principle

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

COBS 2.2 Information disclosure before providing services

As Published: 2008

COBS 2.2 Information disclosure before providing services

PERG 8.22 The Internet

As Published: 2013

PERG 8.22 The Internet

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

COBS 10.1 Application and purpose provisions

As Published: 2007

COBS 10.1 Application and purpose provisions