Search Result

561 - 580 of 950 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

IFPRU 7.1 Application

As Published: 2014

IFPRU 7.1 Application

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'