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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

REC 3.10 Complaints

As Published: 2013

REC 3.10 Complaints

COBS 21.3 Rules for firms engaged in linked long-term insurance business

As Published: 2008

COBS 21.3 Rules for firms engaged in linked long-term insurance business

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

REC 3.23 Default

As Published: 2011

REC 3.23 Default

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

COLL 9.2 Section 264 recognised schemes

As Published: 2011

COLL 9.2 Section 264 recognised schemes

SUP 13A.8 Sources of further information

As Published: 2006

SUP 13A.8 Sources of further information

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application