Search Result

441 - 460 of 745 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

DEPP 6.1 Introduction

As Published: 2007

DEPP 6.1 Introduction

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

FEES 8.1 Consumer Credit permissions

As Published: 2013

FEES 8.1 Consumer Credit permissions

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary