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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2009

FEES 5.9 Leaving the Financial Ombudsman Service

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

MCOB 10.4 Total charge for credit

As Published: 2005

MCOB 10.4 Total charge for credit

COBS 16.5 Quotations for surrender values

As Published: 2007

COBS 16.5 Quotations for surrender values

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

GEN 1.2 Referring to approval by the appropriate regulator

As Published: 2005

GEN 1.2 Referring to approval by the appropriate regulator

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test