Search Result

901 - 920 of 975 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.10 Systems and controls and approving and communicating financial promotions

As Published: 2007

COBS 4.10 Systems and controls and approving and communicating financial promotions

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

COBS 19.1 Pension transfers and opt-outs

As Published: 2007

COBS 19.1 Pension transfers and opt-outs

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

DISP App 3.7 Approach to redress

As Published: 2011

DISP App 3.7 Approach to redress

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

MCOB 10.4 Total charge for credit

As Published: 2005

MCOB 10.4 Total charge for credit

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities