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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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LR App 2.1

As Published: 2005

LR App 2.1

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COBS 6.1E Platform service providers

As Published: 2011

COBS 6.1E Platform service providers

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MIPRU 2.3 Knowledge, ability and good repute

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute

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PR App 3.1

As Published: 2005

PR App 3.1

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FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

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SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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CASS 9.3 Prime brokerage agreement disclosure annex

As Published: 2010

CASS 9.3 Prime brokerage agreement disclosure annex

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

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