Search Result

661 - 680 of 856 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

COBS 11.8 Recording telephone conversations and electronic communications

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

BIPRU 12.4 Stress testing and contingency funding

As Published: 2010

BIPRU 12.4 Stress testing and contingency funding

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

DTR 2.7 Dealing with rumours

As Published: 2005

DTR 2.7 Dealing with rumours

RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

LR 16.1 Application

As Published: 2005

LR 16.1 Application

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

RCB 2.1 Application and purpose of chapter

As Published: 2008

RCB 2.1 Application and purpose of chapter

FEES App 1 Annex 2 Further information on fees

As Published: 2012

FEES App 1 Annex 2 Further information on fees