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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

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DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

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REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

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LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

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DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

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APER 2.1A The Statements of Principle

As Published: 2013

APER 2.1A The Statements of Principle

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PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

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MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

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MCOB 6.5 Mortgages: information to be provided in the offer document or separately

As Published: 2006

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

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CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

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APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

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DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

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MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

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FEES 6.6 Incoming EEA firms

As Published: 2007

FEES 6.6 Incoming EEA firms

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