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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

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REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

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REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

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Similar To

REC 4.1 Application and purpose

REC 2A.4 Power and procedure for RAP penalties and censures

REC 2.14 Rules and consultation

REC 4.4 Complaints

REC 4.6 The section 296 power to give directions

GEN 2.2 Interpreting the Handbook

REC 4.8 The section 298 procedure

REC 3.1 Application and purpose

REC 4.5 FCA supervision of action by UK RIEs under their default rules

SUP 13.6 Changes to branches

REC 3.20 Disciplinary action relating to members

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

REC 4.2A Publication of information by UK RIEs and RAPs

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading