Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

…

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

…

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

…

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PR App 3.1

COLL 3.3 Units

COLL 6.13 Record keeping

REC 3.20 Disciplinary action relating to members

REC 6.5 FCA decision on recognition

ICOBS 2.5 Exclusion of liability and reliance on others

REC 3.5 Disciplinary action and events relating to key individuals

ICOBS 4.4 Commission disclosure for commercial customers

COBS 14.3 Information about designated investments

SYSC 10.2 Chinese walls

GEN 4.2 Purpose

FEES 6.1 Application

DISP App 1.6 Valuing Relevant Benefits

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

BIPRU 13.5 CCR standardised method

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading