Search Result

441 - 460 of 1015 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

COBS 6.1E Platform service providers

As Published: 2011

COBS 6.1E Platform service providers

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

TC 2.2A Time limits

As Published: 2010

TC 2.2A Time limits

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups