Search Result

381 - 400 of 872 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

PR App 1.1

As Published: 2005

PR App 1.1

PERG 15.2 General

As Published: 2011

PERG 15.2 General

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

PERG 13.2 General

As Published: 2011

PERG 13.2 General

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

COLL 9.2 Section 264 recognised schemes

As Published: 2011

COLL 9.2 Section 264 recognised schemes