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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

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SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

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REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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Similar To

COLL 3.3 Units

SUP 15.10 Reporting suspicious transactions (market abuse)

REC 3.18 Membership

COLL 5.1 Introduction

SUP 2.1 Application and purpose

GEN 4.3 Letter disclosure

SUP 13.11 Record keeping

DTR 5.9 Filing of information with competent authority

SUP 16.15 Reporting under the Electronic Money Regulations

PERG 10.4 Pension scheme service providers other than trustees

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order