Search Result

281 - 300 of 1046 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver