Search Result

241 - 260 of 919 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

…

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

…

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

…

BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

…

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

…

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

…

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

…

BIPRU 8.9A Consolidated large exposure requirements

As Published: 2010

BIPRU 8.9A Consolidated large exposure requirements

…

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

…

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

…

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

…

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

…

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2013

SUP 10A.13 Application for approval and withdrawing an application for approval

…

PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

…

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

…

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

…

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

…

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

…

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

…

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

…