Search Result

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

…

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

…

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

INSPRU 1.2 Mathematical reserves

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

MCOB 4.11 Sale and rent back: advising and selling standards

MCOB 1.2 General application: who? what?

BIPRU 14.1 Application and purpose

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

SUP App 3.3 Background

SYSC 6.3 Financial crime

RCB 3.5 Other notifications

SUP 10A.13 Application for approval and withdrawing an application for approval

SUP 13.12 Sources of further information

APER 4.1 Statement of Principle 1

RCB 3.3 Asset pool notifications

BIPRU 2.3 Interest rate risk in the non-trading book

PERG 13.5 Exemptions from MiFID

COLL 4.5 Reports and accounts

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order