Search Result

841 - 860 of 1198 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

CASS 1.5 Application: electronic media and E-Commerce

As Published: 2007

CASS 1.5 Application: electronic media and E-Commerce

COBS 6.1E Platform service providers

As Published: 2011

COBS 6.1E Platform service providers

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

DISP 3.5 Resolution of complaints by the Ombudsman

As Published: 2008

DISP 3.5 Resolution of complaints by the Ombudsman

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction