Search Result

721 - 740 of 919 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 1.1A Application

As Published: 2013

APER 1.1A Application

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

LR 8.1 Application

As Published: 2005

LR 8.1 Application

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

ICOBS 4.1 General requirements for insurance intermediaries

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries

DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

MIPRU 2.1 Application and purpose

As Published: 2006

MIPRU 2.1 Application and purpose

LR 19.1 Application

As Published: 2005

LR 19.1 Application

MIPRU 5.1 Application and purpose

As Published: 2006

MIPRU 5.1 Application and purpose

PERG 8.16 Financial promotions concerning funeral plans

As Published: 2005

PERG 8.16 Financial promotions concerning funeral plans

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

MIPRU 1.1 Application

As Published: 2006

MIPRU 1.1 Application

CREDS 7.1 Application, purpose and interpretation

As Published: 2011

CREDS 7.1 Application, purpose and interpretation