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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

FEES App 1 Annex 2 Further information on fees

As Published: 2012

FEES App 1 Annex 2 Further information on fees

FEES App 1 Annex 3 Emergencies

As Published: 2012

FEES App 1 Annex 3 Emergencies

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events

PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services