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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

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MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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MCOB 13.7 Business loans

As Published: 2004

MCOB 13.7 Business loans

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SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

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PR 3.3 Advertisements

As Published: 2012

PR 3.3 Advertisements

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REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

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SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

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SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

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COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

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MCOB 7.2 Purpose

As Published: 2004

MCOB 7.2 Purpose

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LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

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PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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COBS 4.10 Systems and controls and approving and communicating financial promotions

As Published: 2007

COBS 4.10 Systems and controls and approving and communicating financial promotions

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PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

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SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

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COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

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