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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

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SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

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PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

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MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

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PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

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DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

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PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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APER 1.1A Application

As Published: 2013

APER 1.1A Application

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COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

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APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

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PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

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MCOB 12.4 Arrears charges: regulated mortgage contracts

As Published: 2004

MCOB 12.4 Arrears charges: regulated mortgage contracts

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PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

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