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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision

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SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2012

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

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PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

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PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

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PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

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COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

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SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

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BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

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CREDS 7.2 General requirements concerning lending policy

As Published: 2012

CREDS 7.2 General requirements concerning lending policy

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

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