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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

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PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

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LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2013

SUP 10A.11 Minimising overlap with the PRA approved persons regime

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REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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