Search Result

341 - 360 of 950 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2013

SUP 10A.11 Minimising overlap with the PRA approved persons regime

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

LR 19.3 Listing applications

As Published: 2007

LR 19.3 Listing applications

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

SUP 10A.9 Significant management functions

As Published: 2013

SUP 10A.9 Significant management functions

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports