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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

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Effective Period

Similar To

LR 1.1 Introduction

PERG 9.4 Collective investment scheme (section 235 of the Act)

PERG 9.10 Significance of being an open-ended investment company

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

FIT 1.3 Assessing fitness and propriety

REC 6.6 Supervision

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

PERG 5.1 Application and purpose

SUP 12.5 Contracts: required terms

SUP 6.5 Ending authorisation

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COND 1.1A Application

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SUP 1A.3 The FCA's approach to supervision

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements