Search Result

981 - 1000 of 1091 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 1.2 Referring to approval by the appropriate regulator

As Published: 2005

GEN 1.2 Referring to approval by the appropriate regulator

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

PERG 8.22 The Internet

As Published: 2013

PERG 8.22 The Internet

APER 2.1A The Statements of Principle

As Published: 2013

APER 2.1A The Statements of Principle

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

COBS 9.3 Guidance on assessing suitability

As Published: 2007

COBS 9.3 Guidance on assessing suitability

COBS 7.2 Information to be provided by the insurance intermediary

As Published: 2007

COBS 7.2 Information to be provided by the insurance intermediary

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

MCOB 4.9 Business loans

As Published: 2004

MCOB 4.9 Business loans

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

DTR 2.7 Dealing with rumours

As Published: 2005

DTR 2.7 Dealing with rumours

SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

SUP 14.4 Notices of proposed changes: form and delivery

As Published: 2001

SUP 14.4 Notices of proposed changes: form and delivery

LR 16.1 Application

As Published: 2005

LR 16.1 Application

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

RCB 2.1 Application and purpose of chapter

As Published: 2008

RCB 2.1 Application and purpose of chapter