Search Result

161 - 180 of 896 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

…

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

…

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

…

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

…

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

…

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

…

SUP 10A.2 Purpose

As Published: 2013

SUP 10A.2 Purpose

…

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

…

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

…

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

…

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

…

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

…

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

…

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

…

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

…

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

…

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

…

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

…

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

…

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

…