Search Result

161 - 180 of 962 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

SUP 2.3 Information gathering by the appropriate regulator on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the appropriate regulator on its own initiative: cooperation by firms

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous